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The Compliance Associate assists in ensuring that all Federal, State, County, and City government licensure, regulations, and laws are followed and updated as changed. This role will maintain logs, files, databases, run reports, and perform various compliance audits to help ensure compliance while minimizing risk. Essential Job Functions Complete license applications and
Posted 1 day ago
Provides advice and counsel to cross functional teams in the implementation of the organization's state and community strategy initiatives including local advocacy, member/public engagement, volunteer management, and communications priorities. Evaluates and adjusts strategy implementation to achieve the organization's local goals nationwide. Assesses state and regional ne
Posted 2 days ago
Ascensus
- Anchorage, AK / Birmingham, AL / Little Rock, AR / 52 more...
Performs compliance testing, document support, government forms preparation and review for moderately complex retirement plans. Essential Functions Reasonable accommodations may be made to enable individuals with disabilities to perform these essential functions . Ensures that assigned plans remain tax qualified by meeting all IRS and DOL reporting and testing requirement
Posted 2 days ago
Responsible for supporting new customer onboarding and compliance. Supports day to day activities for all client onboarding which includes quality assurance and compliance procedures. Facilitates contract intake, evaluation and execution. Handles ordering processing. Communicates directly with clients to ensure expectations are met, proper paperwork is received, and all i
Posted 2 days ago
Silicon Valley Bank
- Minneapolis, MN / Raleigh, NC / Chicago, IL / 3 more...
Reporting to the Director, Compliance Advisory Program, the Senior Compliance Manager will be responsible for providing governance, oversight, review, and challenge to support key business units whilst ensuring ongoing compliance with the Swap Dealer regulations, and Uncleared Margin Rule. You will be responsible for the development and execution of the regulatory complia
Posted 8 days ago
Ensures iQor operates within government regulations and follows industry laws. Responsibilities Researches and assesses iQor's compliance standing. Assists iQor with meeting and maintaining regulatory expectations. Ensures that all policies and procedures are implemented and well documented. Performs occasional internal reviews to identify potential compliance issues. Dev
Posted 10 days ago
The Regulatory Compliance Specialist I works collaboratively with Q Distribution and Q Bike to ensure QBP is compliant with applicable international, federal, state, and local government rules and regulations regarding consumer product safety, regulatory compliance and product testing. In addition, this individual is also responsible for maintaining and tracking all Q Dis
Posted 12 days ago
Responsible for supporting new customer onboarding and compliance. Supports day to day activities for all client onboarding which includes quality assurance and compliance procedures. Facilitates contract intake, evaluation and execution. Handles ordering processing. Communicates directly with clients to ensure expectations are met, proper paperwork is received, and all i
Posted 3 days ago
This position will serve as the primary coordinator of Wealth Management risk management activities. These activities include coordinating internal and external compliance, audit and regulator requests, and administration and enhancement of ongoing compliance reporting packages for leadership and governing committees. They support risk management related programs and proj
Posted 5 days ago
Advisor Group
- Jersey City, NJ / La Vista, NE / Charlotte, NC / 15 more...
Current Employees and Contractors Apply Here Advisor Group Careers Be a part of the team behind our success! At Advisor Group, we support financial professionals nationwide, the people who help everyday Americans achieve their dreams. We're a billion dollar business with the mentality and drive of a startup. Join us in building something special. Investment Advisory Compl
Posted 15 days ago
Arch Insurance Group, Inc.
- Jersey City, NJ / Hartford, CT / Alpharetta, GA / 1 more...
Senior Compliance Analyst Entity Arch Insurance Group Inc. Job Locations US NJ Jersey City | US CT Hartford | US GA Alpharetta | US MN St. Paul Job ID 2021 4451 Business Segment Insurance # of Openings 1 Category Compliance The Position The Senior Compliance Analyst will report directly to Vice President, Compliance. Senior Compliance Analyst will coordinate, perform and/
Posted 2 days ago
Arch Insurance Group, Inc.
- Jersey City, NJ / Hartford, CT / St. Paul, MN / 1 more...
Senior Compliance Analyst Entity Arch Insurance Group Inc. Job Locations US NJ Jersey City | US CT Hartford | US MN St. Paul | US GA Alpharetta Job ID 2022 5728 Business Segment Insurance # of Openings 1 Category Underwriting Production The Position The Senior Compliance Analyst will report directly to the Vice President, Compliance. The Senior Compliance Analyst will be
Posted 2 days ago
Haemonetics Corp
- Boston, MA / Sioux Falls, SD / Providence, RI / 46 more...
We are constantly looking to add to our core talent. If you are seeking a career that is challenging and rewarding, a work environment that is diverse and dynamic, look no further Haemonetics is your employer of choice. Job Details Summary The Senior Regulatory Affairs Specialist prepares, reviews and submits documents for global product approvals. These documents include
Posted 5 days ago
The following duties are normal for this position. These are not to be construed as exclusive or all inclusive. Other duties may be required and assigned. Monitors and reviews company activities to assess level of compliance with existing and proposed federal, state, or provider requirements. Maintains compliance documents and databases, and coordinates preparation of suc
Posted 9 days ago
HOUSING COMPLIANCE COORDINATOR ASI ADMINISTRATIVE, 2550 University Ave W,330N, St Paul, Minnesota, United States of America Req #753 Saturday, June 11, 2022 Accessible Space Inc. (ASI) isa national nonprofit organization providing housing and personal care services to individuals with physical disabilities, seniors and veterans. Accessible Space, Inc. (ASI) a national non
Posted 3 days ago
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